Initiation

5 minutes 5 Questions

The initiation phase of a project lifecycle is where the project's value and feasibility are measured. Project managers typically use two evaluation tools to decide whether or not a project is feasible. These are the business case document, which justifies the need for the project in terms of retur…

Guide on Initiation phase in Project Life Cycle

Importance: Initiation is the first phase of a project life cycle and sets the groundwork for the entirety of the project. It forms the core foundation of planning, offering decision-makers the opportunity to understand the scope and business case, key stakeholders, and the project objectives.
What Is Initiation: Initiation involves defining the project at a broad level. This could include identifying stakeholders, aligning on project objectives or goal, defining key deliverables, preparing a project charter, and obtaining approval to proceed.
How It Works: A project typically begins with a business case. This is then followed by the definition of achievable goals. Stakeholders are then identified, and their needs and expectations are defined. Project deliverable are outlined, and resources are identified. Finally, a project charter is prepared and approval to proceed is obtained.
Exam tips: When answering questions on initiation, remember to focus on its key elements: business case, project objectives and deliverables, stakeholder identification, project charter and approval to proceed. Stick to the facts, and be sure to highlight the importance of each element within the initiation phase.
Answering Questions on Initiation: In an exam, you might be asked to define initiation, explain its importance, describe how it works, or provide examples. Practice writing concise, clear answers, and use relevant terminology to demonstrate your understanding.
To answer questions on initiation, make sure you understand the objectives, key stakeholders, project charter, and the importance of the approval to proceed. Also, be ready to discuss the resources required and how to create a realistic project schedule.

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CAPM - Initiation Example Questions

Test your knowledge of Initiation

Question 1

You have been recently appointed as the project manager and your project is in the initiation phase. Stakeholders are not clearly identified. What should you do?

Leave it to the execution phase Create a stakeholder register Proceed without including the stakeholders Initiate meetings with all the members of the organization

Correct Answer: Create a stakeholder register

The best action to take in the initiation phase of a project when stakeholders are not clearly identified is to Create a stakeholder register (ID: 152566). A stakeholder register is an essential tool for identifying and understanding the project's stakeholders. It assists the project manager in planning how to engage, manage, and communicate with the stakeholders throughout the project lifecycle. Skipping stakeholder identification by proceeding without including stakeholders would be a serious mistake, as stakeholder inputs and support are critical for project success. Initiating meetings with all the members of the organization would not be practical or efficient and would likely involve many individuals who are not stakeholders - so this answer is also incorrect. Finally, leaving stakeholder identification to the execution phase (ID:152569) would be too late as this could lead to missed expectations, resistance, and project delays. Stakeholders must be identified and engaged from the onset of the project during the initiation phase.

Question 2

As a project manager in the initiation phase, you discover that the project charter does not address a key regulatory compliance issue that could impact project feasibility. What should you do?

Assume that the regulatory compliance is out of the project scope until further notice from the project governance board. Initiate a discussion with the project sponsor to incorporate the compliance requirements into the project charter. Proceed with the project planning assuming that the team will address the compliance issue during the execution phase. Request that the project sponsor concludes all compliance checks before you continue your role in project planning.

Correct Answer: Initiate a discussion with the project sponsor to incorporate the compliance requirements into the project charter.

The initiation phase of a project is the ideal time to address any foundational issues, such as regulatory compliance, which can affect the entire project's feasibility. Therefore, the project manager should initiate a discussion with the project sponsor to incorporate the compliance requirements into the project charter. Ensuring that critical compliance issues are included in the charter is essential for setting the project's scope, objectives, and constraints, and for avoiding potential delays, costs, and legal issues later in the project. The option suggesting proceeding with planning and addressing the issue during execution is inappropriate because compliance issues can fundamentally impact the scope and feasibility of a project, and identifying them after planning or during execution can lead to rework, increased costs, and project delays. Assuming that regulatory compliance is out of the project scope without seeking clarification or amendment to the charter is risky and ignores the project manager's responsibility to identify and manage all pertinent project constraints and requirements. The approach of requesting the project sponsor to conclude all compliance checks before proceeding may absolve the project manager from immediate responsibility, but it is not proactive and could delay the project. It is part of the project manager's role to address such issues in collaboration with the sponsor and relevant stakeholders.

Question 3

During the initiation phase of a project, you discover that the project's objectives align closely with those of another department's ongoing initiative. What should be your primary action?

Escalate the issue to senior management for guidance on project prioritization Recommend merging the two projects into a larger, combined initiative Collaborate with the other department to explore potential synergies Proceed with your project as planned, focusing solely on your team's objectives

Correct Answer: Collaborate with the other department to explore potential synergies

The best course of action in this scenario is to collaborate with the other department to explore potential synergies. This approach aligns with project management best practices for several reasons:

1. Resource Optimization: By collaborating, both departments can potentially share resources, reducing redundancy and maximizing efficiency.

2. Stakeholder Management: Engaging with the other department demonstrates good stakeholder management, fostering positive relationships within the organization.

3. Risk Mitigation: Collaboration can help identify and address potential conflicts or overlaps between the projects early on.

4. Knowledge Sharing: Working together allows for the exchange of ideas and expertise, potentially improving both initiatives.

5. Organizational Alignment: This approach ensures that both projects are working towards the organization's overall goals in a coordinated manner.

The other options are less ideal:

Proceeding with the project as planned fails to capitalize on potential benefits of collaboration and may lead to inefficiencies or conflicts.

Recommending to merge the projects immediately is premature at this stage. It's better to first explore potential synergies before proposing such a significant change.

Escalating to senior management should not be the primary action. It's more appropriate to first attempt to collaborate at the project level before involving higher management.

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