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CFA Level 2 - Ethical and Professional Standards - Code of Ethics and Standards of Professional Conduct
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According to the CFA Institute Code of Ethics and Standards of Professional Conduct, which of the following actions by a CFA charterholder would be considered MOST appropriate when faced with a potential conflict of interest?
a.
Discuss the conflict with colleagues to determine the best course of action that aligns with the firm's policies
b.
Disclose the conflict to the client and obtain informed consent before proceeding
c.
Proceed with the transaction if the potential benefits outweigh the risks for the client
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