Ethical and Professional Standards
Guidelines for behavior and decision-making in the financial industry.
Ethical and professional standards are principles that guide behavior and decision-making to maintain integrity in the financial industry. They include duties to clients, employers, capital markets, and competence standards.
5 minutes
5 Questions
Concepts covered: Code of Ethics and Standards of Professional Conduct, Application of the Code and Standards: Level III, Guidance for Standards I–VII, Overview of the Global Investment Performance Standards, Asset Manager Code of Professional Conduct
Test mode:
Go Premium
Chartered Financial Analyst Level 3 Preparation Package (2024)
- 673 Superior-grade Chartered Financial Analyst Level 3 practice questions.
- Accelerated Mastery: Deep dive into critical topics to fast-track your mastery.
- Unlock Effortless CFA Level 3 preparation: 5 full exams.
- 100% Satisfaction Guaranteed: Full refund with no questions if unsatisfied.
- Bonus: If you upgrade now you get upgraded access to all courses
- Risk-Free Decision: Start with a 7-day free trial - get premium features at no cost!
More Ethical and Professional Standards questions
85 questions (total)